LPL Financial Holdings Inc (LPLA)

Frequently Asked Questions About LPL Financial Holdings Inc (LPLA)

Does LPL Financial offer retirement planning services?

Yes, LPL Financial provides retirement planning services as part of its suite of offerings. Advisors affiliated with LPL can help clients navigate their retirement options, including individual retirement accounts (IRAs), 401(k) plans, and other investment vehicles to prepare for a secure financial future.

Does LPL Financial provide investment research?

Yes, LPL Financial offers a suite of investment research tools and resources to its advisors. This includes access to market insights, economic analyses, and proprietary research reports that assist advisors in making informed investment decisions for their clients.

How does LPL Financial contribute to the community?

LPL Financial is committed to corporate social responsibility and community engagement. The company supports various philanthropic initiatives, including financial literacy programs, charitable contributions, and volunteer efforts by employees, aiming to make a positive impact in the communities where they operate.

How does LPL Financial ensure compliance?

LPL Financial has a dedicated compliance team that works to ensure its advisors adhere to industry regulations and internal policies. The company provides training, comprehensive guidelines, and resources to help advisors understand and meet their compliance obligations.

How does LPL Financial support its advisors?

LPL Financial provides extensive support to its advisors through a variety of resources, including technology platforms, training programs, marketing assistance, and compliance support. The company strives to empower advisors by providing the tools and knowledge needed to enhance client relationships and streamline business operations.

How many financial advisors are affiliated with LPL Financial?

As of the latest data, LPL Financial has over 17,000 affiliated financial advisors, making it one of the largest independent brokerage firms in the U.S. This extensive network enables the company to have a substantial presence in the financial advisory landscape.

Is LPL Financial publicly traded?

Yes, LPL Financial is publicly traded on the NASDAQ under the ticker symbol LPLA. The company went public in 2010 and has since seen significant growth in its market presence and revenue, reflecting its success in the investment advisory sector.

What are LPL Financial's core values?

LPL Financial's core values include integrity, innovation, and customer focus. These values drive the company's mission to support independent financial advisors and ensure they can provide the best advice and service to their clients.

What are some recent initiatives by LPL Financial?

Recent initiatives by LPL Financial include expanding their technology offerings, enhancing data security measures, and launching new account management tools aimed at improving client engagement and advisor productivity. These initiatives reflect the firm's ongoing commitment to innovation and advisor support.

What does LPL Financial do?

LPL Financial Holdings Inc is a leading retail investment advisory firm and independent broker-dealer. They provide a comprehensive platform for financial advisors, offering a wide variety of services including brokerage, investment advisory, and wealth management. The company aims to empower financial advisors to serve their clients better while promoting independence and specialization within the financial planning landscape.

What is LPL Financial's approach to technology?

LPL Financial is committed to leveraging technology to enhance the capabilities of their financial advisors. They have developed customizable platforms that include analytical tools, client engagement resources, and integrated services that allow advisors to deliver tailored investment strategies more efficiently.

What is LPL Financial's regulatory status?

LPL Financial is a registered broker-dealer and investment advisor, regulated by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). The company is committed to maintaining compliance with all regulatory requirements to ensure trust and confidence among clients and advisors.

What is LPL Financial's stance on ESG investing?

LPL Financial recognizes the increasing interest in Environmental, Social, and Governance (ESG) investing and has incorporated ESG investment options into their advisory platform. They provide resources and research to help advisors assess ESG investments, catering to clients who prioritize sustainability in their investment choices.

What is the mission of LPL Financial?

LPL Financial's mission is to build the best financial services firm for advisors. They aim to create a unique and competitive value proposition that fosters independence and promotes the success of financial advisors, ultimately helping them to provide superior services to their clients.

What kind of training does LPL Financial provide to its advisors?

LPL Financial offers extensive training programs for its advisors, including workshops, webinars, and one-on-one coaching. The training focuses on areas such as investment strategies, compliance education, and business development, enabling advisors to enhance their skills and grow their practices.

What services does LPL Financial offer?

LPL Financial offers a broad array of services including asset management, brokerage services, investment advisory, and financial planning. Their comprehensive platform enables financial advisors to access a wide range of investment analysis, portfolio management tools, and client relationship management systems to enhance their service offerings.

What types of clients does LPL Financial serve?

LPL Financial primarily serves independent financial advisors, as well as institutions and investors seeking guided investment management solutions. Their focus on serving advisors allows them to cater to a diverse clientele, including high-net-worth individuals, families, and businesses.

When was LPL Financial founded?

LPL Financial was founded in 1968. The company began as a small brokerage firm and has since evolved into one of the largest independent broker-dealers in the United States, providing a wide range of investment products and services to financial advisors and their clients.

Where is LPL Financial headquartered?

LPL Financial's headquarters is located in Boston, Massachusetts. The company has additional offices throughout the United States, positioning itself to serve a broad network of financial advisors and clients across the country.

Who are the competitors of LPL Financial?

LPL Financial competes with several major players in the financial services industry, including Charles Schwab, Fidelity Investments, Ameriprise Financial, and Edward Jones. These companies also provide brokerage and advisory services, targeting similar markets of independent advisors and clients.

What is the current price of LPL Financial Holdings Inc?

The current price of LPL Financial Holdings Inc is 338.40

When was LPL Financial Holdings Inc last traded?

The last trade of LPL Financial Holdings Inc was at 4:00 pm EDT on April 2nd, 2025

What is the market capitalization of LPL Financial Holdings Inc?

The market capitalization of LPL Financial Holdings Inc is 27.16B

How many shares of LPL Financial Holdings Inc are outstanding?

LPL Financial Holdings Inc has 80.25M shares outstanding.